Federal Rules and Regulations that apply to Techno Products, Inc.

IntroductionUnder the national rules and regulations, the Security moment of 1933 governs the initial issuance and registration of securities, as opposed to the Securities Exchange knead of 1934 which governs financial reporting, and the modification of people involved with the sale of securities. The enforcement authority given by Congress allows the SEC to bring genteel enforcement actions against individuals or companies rear to have committed be fraud, provided false information, or engage in insider trading or other violations of the securities law. They also ready with criminal law enforcement agencies to prosecute individuals and companies alike for severe offenses. The smart York Stock Exchanges provides an efficient method for buyers and sellers to trade shares of stock in companies registered for public trading. The exchange provides efficient price dis retainy via an auction environment designed to produce the fairest price for both parties. The federal se curity law under the Securities and Exchange Commission (SEC) is submissive for administering rules to regulate various stock exchanges, utility holding companies, coronation trusts, and investment advisers. The Sarbanes-Oxley Act was signed into law on July 30, 2002. Sarbanes-Oxley is considered the to the highest phase significant change to federal securities laws in the United States.

The Sarbanes-Oxley Act is designed to review dated legislative audit requirements to flirt with investors by improving the accuracy and reliability of corporate disclosures, cover issues such as establishing a public company report oversight board, corporate responsi! bility, auditor independence, and enhanced financial disclosure. Sarbanes-Oxley requires excessiveness disclosure as well as criminal and cultivated penalties for securities violations and significantly longer jail sentences and larger fines for corporate executives who wittingly and willfully misstate financial statements. In this research paper, the acquisition team B will prepare a synopsis of NYSE, SEC, and SOX requirements in Techno Products Inc. Additionally, the research paper will described and... If you distress to get a full essay, order it on our website: OrderCustomPaper.com

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